|
Symbol |
Name |
Weight |
Price |
Net +/- |
% +/- |
Open |
High |
Low |
Volume |
Last Trade |
|
ACP |
AVENUE INCOME CREDIT S |
3.2412% |
$16.97 |
|
% |
17.43 |
17.43 |
16.79 |
19,365 |
09/12 4:53 PM |
|
|
AVENUE INCOME CREDIT STRATEGIES FUND () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
ALR |
ALERE |
3.9093% |
$32.17 |
|
% |
32.29 |
32.29 |
31.92 |
390,490 |
09/12 4:53 PM |
|
|
  |
ALERE ( 2.80) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Medical Products ( 3.35) |
  |
|
|
|
CCC |
CALGON CARBON |
2.9639% |
$18.41 |
|
% |
18.29 |
18.5 |
18.16 |
270,534 |
09/12 6:10 PM |
|
|
CALGON CARBON ( 3.55) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Chemicals ( 3.32) |
  |
|
|
|
PKN |
POWERSHARES GLOBAL NUC |
6.2975% |
$16.16 |
|
% |
16.16 |
16.17 |
16.16 |
2,572 |
02/26 4:00 PM |
|
|
POWERSHARES GLOBAL NUCLEAR ENERGY PORTFO () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
ETFS ( 3.45) |
  |
|
|
|
PGN |
PROGRESS ENERGY INC |
5.2179% |
$56.97 |
|
% |
56.94 |
56.98 |
56.74 |
148,653 |
06/07 10:11 AM |
|
|
PROGRESS ENERGY INC () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Big-Cap U.S. Utilities ( 3.34) |
  |
|
|
|
EUR |
|
3.1729% |
$237.6029 |
|
% |
235.9919 |
237.6029 |
235.6979 |
0 |
02/12 12:10 PM |
|
Industry information for this ticker is not found.
|
|
ACP |
AVENUE INCOME CREDIT S |
3.2496% |
$16.97 |
|
% |
17.43 |
17.43 |
16.79 |
19,365 |
09/12 4:53 PM |
|
|
AVENUE INCOME CREDIT STRATEGIES FUND () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
LTS |
LADENBURG THALMANN FIN |
2.1079% |
$1.69 |
|
% |
1.7 |
1.73 |
1.69 |
123,352 |
09/12 4:27 PM |
|
|
LADENBURG THALMANN FINANCIAL SERVICES ( 3.69) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Brokerage ( 3.19) |
  |
|
|
|
MIL |
MFC INDUSTRIAL LTD |
2.5282% |
$8.45 |
|
% |
8.48 |
8.53 |
8.37 |
33,122 |
09/12 4:03 PM |
|
|
MFC INDUSTRIAL LTD () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Business Services ( 3.39) |
  |
|
|
|
CCC |
CALGON CARBON |
3.0326% |
$18.41 |
|
% |
18.29 |
18.5 |
18.16 |
270,534 |
09/12 6:10 PM |
|
|
CALGON CARBON ( 3.55) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Chemicals ( 3.32) |
  |
|
|
|
ENA |
ENOVA SYSTEMS INC |
2.9161% |
$.1064 |
|
% |
.1064 |
.1064 |
.1064 |
100 |
10/31 3:39 PM |
|
|
ENOVA SYSTEMS INC () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Auto Parts ( 3.38) |
  |
|
|
|
PGN |
PROGRESS ENERGY INC |
5.2057% |
$56.97 |
|
% |
56.94 |
56.98 |
56.74 |
148,653 |
06/07 10:11 AM |
|
|
PROGRESS ENERGY INC () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Big-Cap U.S. Utilities ( 3.34) |
  |
|
|
|
MBK |
MORGAN STANLEY BRIDGES |
3.606% |
$ |
|
% |
|
|
|
|
|
|
Industry information for this ticker is not found.
|
|
ENA |
ENOVA SYSTEMS INC |
2.8511% |
$.1064 |
|
% |
.1064 |
.1064 |
.1064 |
100 |
10/31 3:39 PM |
|
|
ENOVA SYSTEMS INC () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Auto Parts ( 3.38) |
  |
|
|
|
LTS |
LADENBURG THALMANN FIN |
2.0511% |
$1.69 |
|
% |
1.7 |
1.73 |
1.69 |
123,352 |
09/12 4:27 PM |
|
|
LADENBURG THALMANN FINANCIAL SERVICES ( 3.69) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Brokerage ( 3.19) |
  |
|
|
|
JMT |
NUVEEN MORTGAGE OPPORT |
4.323% |
$22.72 |
|
% |
22.91 |
22.91 |
22.7 |
20,971 |
09/12 4:00 PM |
|
|
NUVEEN MORTGAGE OPPORTUNITY TERM FUND 2 () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
MIL |
MFC INDUSTRIAL LTD |
2.5115% |
$8.45 |
|
% |
8.48 |
8.53 |
8.37 |
33,122 |
09/12 4:03 PM |
|
|
MFC INDUSTRIAL LTD () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Business Services ( 3.39) |
  |
|
|
|
PKN |
POWERSHARES GLOBAL NUC |
6.3081% |
$16.16 |
|
% |
16.16 |
16.17 |
16.16 |
2,572 |
02/26 4:00 PM |
|
|
POWERSHARES GLOBAL NUCLEAR ENERGY PORTFO () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
ETFS ( 3.45) |
  |
|
|
|
ALR |
ALERE |
4.0677% |
$32.17 |
|
% |
32.29 |
32.29 |
31.92 |
390,490 |
09/12 4:53 PM |
|
|
  |
ALERE ( 2.80) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Medical Products ( 3.35) |
  |
|
|
|
EUR |
|
3.0939% |
$237.6029 |
|
% |
235.9919 |
237.6029 |
235.6979 |
0 |
02/12 12:10 PM |
|
Industry information for this ticker is not found.
|
|
PGN |
PROGRESS ENERGY INC |
5.1778% |
$56.97 |
|
% |
56.94 |
56.98 |
56.74 |
148,653 |
06/07 10:11 AM |
|
|
PROGRESS ENERGY INC () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Big-Cap U.S. Utilities ( 3.34) |
  |
|
|
|
CCC |
CALGON CARBON |
3.0092% |
$18.41 |
|
% |
18.29 |
18.5 |
18.16 |
270,534 |
09/12 6:10 PM |
|
|
CALGON CARBON ( 3.55) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Chemicals ( 3.32) |
  |
|
|
|
ACP |
AVENUE INCOME CREDIT S |
3.2177% |
$16.97 |
|
% |
17.43 |
17.43 |
16.79 |
19,365 |
09/12 4:53 PM |
|
|
AVENUE INCOME CREDIT STRATEGIES FUND () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
JMT |
NUVEEN MORTGAGE OPPORT |
4.6086% |
$22.72 |
|
% |
22.91 |
22.91 |
22.7 |
20,971 |
09/12 4:00 PM |
|
|
NUVEEN MORTGAGE OPPORTUNITY TERM FUND 2 () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
ALR |
ALERE |
4.0167% |
$32.17 |
|
% |
32.29 |
32.29 |
31.92 |
390,490 |
09/12 4:53 PM |
|
|
  |
ALERE ( 2.80) |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Medical Products ( 3.35) |
  |
|
|
|
MIL |
MFC INDUSTRIAL LTD |
2.5601% |
$8.45 |
|
% |
8.48 |
8.53 |
8.37 |
33,122 |
09/12 4:03 PM |
|
|
MFC INDUSTRIAL LTD () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Business Services ( 3.39) |
  |
|
|
|
PKN |
POWERSHARES GLOBAL NUC |
6.2501% |
$16.16 |
|
% |
16.16 |
16.17 |
16.16 |
2,572 |
02/26 4:00 PM |
|
|
POWERSHARES GLOBAL NUCLEAR ENERGY PORTFO () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
ETFS ( 3.45) |
  |
|
|
|
EUR |
|
3.1503% |
$237.6029 |
|
% |
235.9919 |
237.6029 |
235.6979 |
0 |
02/12 12:10 PM |
|
Industry information for this ticker is not found.
|
|
ENA |
ENOVA SYSTEMS INC |
2.9132% |
$.1064 |
|
% |
.1064 |
.1064 |
.1064 |
100 |
10/31 3:39 PM |
|
|
ENOVA SYSTEMS INC () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Auto Parts ( 3.38) |
  |
|
|
|
MBK |
MORGAN STANLEY BRIDGES |
3.6543% |
$ |
|
% |
|
|
|
|
|
|
Industry information for this ticker is not found.
|
|
LTS |
LADENBURG THALMANN FIN |
2.0604% |
$1.69 |
|
% |
1.7 |
1.73 |
1.69 |
123,352 |
09/12 4:27 PM |
|
|
LADENBURG THALMANN FINANCIAL SERVICES ( 3.69) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Brokerage ( 3.19) |
  |
|
|
|
JMT |
NUVEEN MORTGAGE OPPORT |
4.587% |
$22.72 |
|
% |
22.91 |
22.91 |
22.7 |
20,971 |
09/12 4:00 PM |
|
|
NUVEEN MORTGAGE OPPORTUNITY TERM FUND 2 () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
MBK |
MORGAN STANLEY BRIDGES |
3.7069% |
$ |
|
% |
|
|
|
|
|
|
Industry information for this ticker is not found.
|
|
PKO |
PIMCO INCOME OPPORTUNI |
7.3076% |
$20.29 |
0 |
.0 % |
20.15 |
20.34 |
19.82 |
102,132 |
07/01 |
|
|
PIMCO INCOME OPPORTUNITY () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
PKO |
PIMCO INCOME OPPORTUNI |
7.4462% |
$20.29 |
0 |
.0 % |
20.15 |
20.34 |
19.82 |
102,132 |
07/01 |
|
|
PIMCO INCOME OPPORTUNITY () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
PKO |
PIMCO INCOME OPPORTUNI |
7.438% |
$20.29 |
0 |
.0 % |
20.15 |
20.34 |
19.82 |
102,132 |
07/01 |
|
|
PIMCO INCOME OPPORTUNITY () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
PEO |
PETROLEUM & RESOURCES |
8.1736% |
$10.45 |
0 |
.0 % |
9.94 |
10.5 |
9.84 |
77,902 |
07/01 |
|
|
PETROLEUM & RESOURCES () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
PEO |
PETROLEUM & RESOURCES |
8.1743% |
$10.45 |
0 |
.0 % |
9.94 |
10.5 |
9.84 |
77,902 |
07/01 |
|
|
PETROLEUM & RESOURCES () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
PEO |
PETROLEUM & RESOURCES |
8.2229% |
$10.45 |
0 |
.0 % |
9.94 |
10.5 |
9.84 |
77,902 |
07/01 |
|
|
PETROLEUM & RESOURCES () |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
  |
Closed End Funds ( 2.88) |
|
|
|
ENG |
ENGLOBAL |
2.195% |
$1 |
0 |
.0 % |
.99 |
1 |
.98 |
40,648 |
07/01 |
|
|
ENGLOBAL ( 3.62) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Engineering & Construction ( 3.36) |
  |
|
|
|
ENG |
ENGLOBAL |
2.2125% |
$1 |
0 |
.0 % |
.99 |
1 |
.98 |
40,648 |
07/01 |
|
|
ENGLOBAL ( 3.62) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Engineering & Construction ( 3.36) |
  |
|
|
|
ENG |
ENGLOBAL |
2.1712% |
$1 |
0 |
.0 % |
.99 |
1 |
.98 |
40,648 |
07/01 |
|
|
ENGLOBAL ( 3.62) |
  |
|
Buy |
1.0 |
|
|
|
|
|
|
|
|
|
2.0 |
|
|
|
|
|
|
|
|
|
3.0 |
|
|
|
|
|
|
|
|
|
4.0 |
|
|
|
|
|
|
|
|
|
5.0 |
Sell |
|
Engineering & Construction ( 3.36) |
  |
|
|